HOW TO INVEST

Managed Accounts



To inquire about DCM's Managed Accounts, tap the button below to fill out the form, and indicating which managed account caught your eye, and we'll be in touch. If you'd like to learn more, you can also schedule a meeting with our CEO, Marc Rappaport.

PUT US ON YOUR CALENDAR →INQUIRE ABOUT MANAGED ACCOUNTS →
HOW TO INVEST

Mutual Funds



You may invest in our Mutual Funds through a number of major broker-dealers (Schwab, Fidelity, and more), or you can invest directly with a Fund by Telephone, Mail, or E-Mail, or by wire

Please carefully read the relevant prospectus' below before investing in DCM's Mutual Funds

📄 COPLX Prospectus
📄 TILDX Prospectus
📄 LETAX Prospectus


To Invest Directly by Telephone

1. Call (888) 484-5766 and press 3
2. Speak with an Account Specialist


To Invest Directly by Mail

1.
Fill out the Mutual Fund Application Forms Below
2. Mail the Forms to the following:

DCM Advisors Funds
c/o Transfer Agency
P.O. Box 46707
Cincinatti, OH 45246-0707
centaur@ultimusfundsolutions.com



To Invest Directly by E-Mail

1. Fill out the Mutual Fund Application Forms Below
2. Email the Forms to centaur@ultimusfundsolutions.com


To Invest Directly by Wire Transfer

1. Call (888) 484 - 5766
2. Speak with an Account Specialist about a Wire Transfer
MUTUAL FUND ACCOUNT ACCESS

View your Direct Shareholder Mutual Fund Account.



Once you've opened an account and received your account number, you'll gain access to the account online, where you can link your bank account to fund your account over the internet

MUTUAL FUND ACCOUNT ACCESS→
MUTUAL FUND ACCOUNT TYPES

Taxable, IRA, and Sep-IRA

If you'd like to open a taxable account, please to download an application or open an account online by clicking here.


If you'd like to open an IRA account, please click here to download the application or open an account online by clicking here. If you'd like to transfer funds from an existing IRA, please complete the appropriate IRA transfer forms located below.

If you'd like to open a SEP-IRA, please click here for the application. If you'd like to transfer funds from an existing SEP-IRA, please complete the appropriate transfer forms located below.

FUND APPLICATIONS & FORMS

General Account Forms

Download and complete an account application by filling out the following forms, and then send it back to us at 475 Park Ave S, 9th Floor.

📄 General Account Application

📄 Cost Basis Election Change

Retirement Account Forms

Download and complete an account application by filling out the following forms, and then send it back to us at 475 Park Ave S, 9th Floor.

📄 IRA Application

📄 IRA Distribution

📄 IRA Transfer

📄 Roth IRA Application

📄 IRA Change of Beneficiary

Important

Disclosures

DCM Advisors, LLC is the advisor to the DCM/INNOVA High Equity Income Innovation Fund and the Lebenthal Ultra Short Tax-Free Income Fund, and is the sub-advisor to the Copley Fund. Copley Financial Services, Corp. is the advisor to the Copley Fund. There is no affiliation between Ultimus Fund Distributors, LLC, Copley Financial Services, Corp. and DCM Advisors, LLC.

Investments in the Fund are subject to investment risks, including the possible loss of some or all of the principal amount invested. There can be no assurance that the Fund will be successful in meeting its investment objective. Generally, the Fund will be subject to the following additional risks: market risk, management style risk, sector focus risk, foreign securities risk, non-diversified fund risk, portfolio turnover risk, credit risk, interest rate risk, maturity risk, investment grade securities risk, junk bonds or lower-rated securities risk, derivative instruments risk, valuation risks for non-exchange traded options, and real estate securities risk. More information about these risks and other risks can be found in the Fund’s prospectus.

An investor should consider the investment objectives, risks, and charges and expenses of the Fund carefully before investing. The prospectus contains this and other information about the Fund. A copy of the prospectus is available at the link below or by calling Shareholder Services at 1-888-484-5766. The prospectus should be read carefully before investing.

The Fund may not be available for sale in all states. The information presented on this page is not an offer to sell or a solicitation of an offer to purchase the Fund.

Distributor: Ultimus Fund Distributors, LLC.